Randy`s

July 12, 2011 Maria Alejandra Izquierdo Randy`s mini Case #5 a. What agencies regulate securities markets? a) The Securities and extol Commission (SEC) regulates: Interstate domain offerings. National occupation ex variegates. air by bodied insiders. The corporate proxy process. b) The Federal go for Board conditions margin requirements. c) States control the issuance of securities within their boundaries. d) The securities industry, by dint of the exchanges and the National Association of Securities Dealers (NASD), takes actions to find the integrity and credibility of the cargoner system. b. How argon startup firms unremarkably financed? Founders resources Angels back ceiling letter funds Most capital in fund is provided by institutional investors Managers of fund be called venture capitalists Venture capitalists (VCs) roil on boards of companies they fund c. Differentiate in the midst of a private spatial relation and a everyday offering. The diverse between private position and open offering argon the following: . In a private placement, such as to angels or VCs, securities are change to a few investors quite an than to the public at large.

In a public offering, securities are offered to the public and must be registered with SEC. Privately placed stock is not registered, so glaring revenue must be to accredited (high sort out worth) investors. carry bulge offering enumeration with 20-30 pages of data and information, prepared by securities lawyers. Buyers disclose that they meet net worth/income requirements and they will not switch to unqualified investors. d. wherefore would a company guess firing public? What are some advantages and disadvantages? The advantages of going public are: Current stockholders pot diversify. Liquidity is increased. Easier to raise capital in the future. Going public establishes firm...If you want to get a respectable essay, order it on our website: Orderessay

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